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Compliance Glossary

Compliance Glossary

A simple glossary that explains key compliance terms used across WHS, NDIS, food safety, privacy, childcare, hospitality, and construction.

A

Audit

A structured review of compliance processes, documentation and evidence to confirm obligations are being met.

Audit Trail

A chronological record of actions, decisions and evidence that demonstrates compliance over time.

C

Compliance Obligations

Legal, regulatory or industry requirements a business must follow — including WHS, privacy, food safety and NDIS standards.

Corrective Action

Steps taken to fix a compliance issue, prevent recurrence and demonstrate continuous improvement.

D

Data Breach

Unauthorised access, disclosure or loss of personal information that triggers reporting obligations under the Privacy Act.

Duty of Care

A legal obligation to ensure the safety and wellbeing of workers, customers or participants.

E

Evidence Register

A structured record of documents, logs and proof demonstrating compliance activities have been completed.

Escalation

The process of raising a compliance issue to management or a responsible officer for review.

H

Hazard

Anything that has the potential to cause harm in a workplace or service environment.

HR Compliance

Meeting employment, training, safety and workplace conduct requirements under Australian law.

I

Incident Report

A documented record of an event that caused or could have caused harm, used in WHS, NDIS and food safety compliance.

Internal Audit

A self‑assessment of compliance processes to identify gaps and improvement opportunities.

N

NDIS Practice Standards

Requirements NDIS providers must meet to ensure participant safety, quality and governance.

O

Obligations Register

A centralised list of all compliance requirements a business must follow, including due dates and responsible owners.

P

Policy

A formal document outlining rules, responsibilities and procedures for compliance within an organisation.

Privacy Act

Australia’s primary privacy legislation governing how personal information is collected, stored and used.

R

Continuous Compliance Updates

Changes to obligations that need to be understood and acted on as your business, regulations, or operating conditions change.

Risk Assessment

A structured process for identifying hazards, evaluating risks and implementing controls.

S

Standard Operating Procedure (SOP)

A documented step‑by‑step process for completing a task consistently and safely.

Safety Management System

A coordinated set of policies, procedures and controls used to manage WHS risks.

Use this glossary to better understand the obligations CompliAI extracts from your policies.

CompliAI extracts obligations, generates policies, tracks tasks, manages evidence and keeps you audit‑ready — across WHS, privacy, food safety, NDIS and more.

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